zk97668.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


Form 20-F/A
(Amendment No. 1)
(Mark One)
 
 
¨
REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
 
OR
 
 
T
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the fiscal year ended December 31, 2008
 
OR
 
 
¨
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
OR
 
 
¨
SHELL COMPANY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of event requiring this shell company report………………………………….
 
For the transition period from ______ to ______
 
Commission File Number 001-33129
 

ALLOT COMMUNICATIONS LTD.
(Exact Name of Registrant as specified in its charter)
 
ISRAEL
(Jurisdiction of incorporation or organization)
 
22 Hanagar Street
Neve Ne’eman Industrial Zone B
Hod-Hasharon 45240
Israel
(Address of principal executive offices)
 
Securities registered or to be registered pursuant to Section 12(b) of the Act: None
 
Securities registered or to be registered pursuant to Section 12(g) of the Act:
 
Ordinary shares
NIS 0.10 par value per share
Title of Class
 
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None
 

 
Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of December 31, 2008: 22,067,117 ordinary shares, NIS 0.10 par value per share
 
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act

Yes £           No T
 
If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

Yes £           No T

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

Yes T           No ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act (Check one):
 
Large accelerated filer £
Accelerated filer £
Non-accelerated filer T
 
Indicate by check mark basis of accounting the registrant has used to prepare the financial statements included in this filing:

U.S. GAAP T
 
International Financial Reporting Standards as issued
 by the International Accounting Standards Board £
Other £

If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow.

Item 17 ¨    Item 18 ¨

If this is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act):

Yes £           No T
 
 

 
EXPLANATORY NOTE

This Amendment No. 1 to the Annual Report on Form 20-F is being filed solely to file Exhibit 14.2 to the Annual Report previously filed on May 7, 2009.

PART III

ITEM 19:    Exhibits

See exhibit index incorporated herein by reference.
 
1

 
SIGNATURES
 
The registrant certifies that it meets all of the requirements for filing on Form 20-F and has duly caused this annual report to be signed on its behalf by the undersigned, thereunto duly authorized.
 

 
Allot Communications Ltd.
 
   
 
 
 
 
By:
/s/  Rami Hadar  
   
Rami Hadar
 
   
Chief Executive Officer and President
 
       
Dated: December 18, 2009
 
2

 
ANNUAL REPORT ON FORM 20-F
 
INDEX OF EXHIBITS
 
Number
Description
1.1
Articles of Association of the Registrant (1)
1.2
Certificate of Name Change (1)
2.1
Specimen Share Certificate (1)
2.2
Second Amended and Restated Investors Rights Agreement, dated October 26, 2006, by and among the parties thereto and the Registrant (1)
3.1
Escrow Agreement, dated January 28, 1998 by and among Yigal Jacoby, Ravillan Benzur & Co., Law Offices and the Registrant; Escrow Letter of Resignation and Appointment, dated January 31, 2004 by and among Yigal Jacoby, Yolovelsky, Dinstein, Sneh & Co. and the Registrant; and Assignment of Escrow Agreement, dated May 21, 2006 by and among Yodan Trust Company Ltd., Oro Trust Company Ltd., Yigal Jacoby and the Registrant (1)
3.2
Addendum, dated October 26, 2006, to Escrow Agreement, dated January 28, 1998, by and between Yigal Jacoby and the Registrant (1)
3.3
Addendum, dated November 13, 2008, to Escrow Agreement, dated January 28, 1998, by and between Yigal Jacoby and the Registrant (4)
4.1
Share Purchase Agreement, dated May 18, 2006, by and among the parties thereto and the Registrant (1)
4.2
Non-Competition Agreement, dated August 24, 2004, by and among Odem Rotem Holdings Ltd., Yigal Jacoby and the Registrant (1)
4.3
Experteam Training Services Proposal, dated as of March 2006, by Experteam to the Registrant (1)
4.4
Warrant to Purchase Series C-1 Shares, dated November 27, 2001, by and between the Company and Yigal Jacoby (1)
4.5
Manufacturing Agreement, dated September 4, 2002, by and between R.H. Electronics Ltd. and the Registrant* (1)
4.6
Non-Stabilized Lease Agreement, dated February 13, 2006, by and among, Aderet Hod Hasharon Ltd., Miritz, Inc., Leah and Israel Ruben Assets Ltd., Tamar and Moshe Cohen Assets Ltd., Drish Assets Ltd., S. L. A. A. Assets and Consulting Ltd., Iris Katz Ltd., Y. A. Groder Investments Ltd., Ginotel Hod Hasharon 2000 Ltd. and Allot Communications Ltd. (1)
4.7
Key Employees of Subsidiaries and Consultants Share Incentive Plan (1997) (1)
4.8
Key Employees Share Incentive Plan (1997) (1)
4.9
Key Employees Share Incentive Plan (2003) (1)
4.10
2006 Incentive Compensation Plan (4)
4.11
 Manufacturing Agreement, dated July 19, 2007, by and between Flextronics (Israel) Ltd. and the Registrant* (3)
 
3

 
Number
 Description
4.12
Agreement relating to the sale and purchase of the Business and Assets dated January 1, 2008 by and between Esphion Limited and the Registrant (3)
8.1
List of Subsidiaries of the Registrant (4)
11.1
Code of Ethics (2)
12.1
Certification of Principal Executive Officer required by Rule 13a-14(a) and Rule 15d-14(a) (Section 302 Certification)
12.2
Certification of Principal Financial Officer required by Rule 13a-14(a) and Rule 15d-14(a) (Section 302 Certification)
13.1
Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 (Section 906 Certification)  (5)
13.2
Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350 (Section 906 Certification)  (5)
14.1
Consent of Kost Forer Gabbay & Kasierer (4)
14.2
Consent of Houlihan Smith & Company, Inc.
 

(1)
Previously filed with the Securities and Exchange Commission on October 31, 2006 pursuant to a registration statement on Form F-1 (File No. 333-138313) and incorporated by reference herein.
 
(2)
Previously filed with the Securities and Exchange Commission on June 28, 2007 on Form 20-F for the year ended December 31, 2006 and incorporated by reference herein.
 
(3)
Previously filed with the Securities and Exchange Commission on June 27, 2008 on Form 20-F for the year ended December 31, 2007 and incorporated by reference herein.
 
(4)
Previously filed with the Securities and Exchange Commission on May 7, 2009 on Form 20-F for the year ended December 31, 2008 and incorporated by reference herein.
 
(5)
This document was furnished in accordance with SEC Release Nos. 33-8212 and 34-47551.
 
*
Portions of this exhibit were omitted and have been filed separately with the Secretary of the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment under Rule 24b-2 of the Exchange Act.
 
 
4
 


exhibit_12-1.htm


 
EXHIBIT 12.1
 
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO
EXCHANGE ACT RULE 13A-14(A)/15D-14(A)
AS ADOPTED PURSUANT TO SECTION 302
OF THE SARBANES-OXLEY ACT OF 2002

I, Rami Hadar, certify that:

1. I have reviewed this annual report on Form 20-F of Allot Communications Ltd.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;


 
/s/ Rami Hadar
 
 
Rami Hadar
 
 
Chairman and Chief Executive Officer
 
 
 (Principal Executive Officer)
 
 
Date: December 18, 2009
 

 


exhibit_12-2.htm


 
EXHIBIT 12.2

CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER PURSUANT TO
EXCHANGE ACT RULE 13A-14(A)/15D-14(A)
AS ADOPTED PURSUANT TO SECTION 302
OF THE SARBANES-OXLEY ACT OF 2002

I, Doron Arazi, certify that:

1. I have reviewed this annual report on Form 20-F of Allot Communications Ltd.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 
/s/ Doron Arazi
 
 
Doron Arazi
 
 
Chief Financial Officer
 
 
(Principal Financial Officer)
 

Date: December 18, 2009
 
 


exhibit_13-1.htm


EXHIBIT 13.1

CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO
18 U.S.C. SECTION 1350
AS ADOPTED PURSUANT TO SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report of Allot Communications Ltd. (the “Company”) on Form 20-F for the period ended December 31, 2008, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Rami Hadar, Chief Executive Officer of the Company do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge:

 
the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

 
the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 
/s/ Rami Hadar
 
 
Rami Hadar
 
 
Chief Executive Officer
 
 
(Principal Executive Officer)
 

Date: December 18, 2009
 
 


exhibit_13-2.htm


EXHIBIT 13.2

CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER PURSUANT TO
18 U.S.C. SECTION 1350
AS ADOPTED PURSUANT TO SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report of Allot Communications Ltd. (the “Company”) on Form 20-F for the period ended December 31, 2008, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Doron Arazi, Chief Executive Officer of the Company do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge:

 
the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

 
the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 
/s/ Doron Arazi
 
 
Doron Arazi
 
 
Chief Financial Officer
 
 
(Principal Financial Officer)
 

Date: December 18, 2009
 
 


exhibit_14-2.htm


 
EXHIBIT 14.2
 
 
 
CONSENT OF INDEPENDENT VALUATION FIRM
 
We consent to the inclusion in the Annual Report on Form 20-F of Allot Communications Ltd. (the “Company”) for the year ended December 31, 2008 and to the incorporation by reference in the Company’s Registration Statements on Form S-8 (File Nos. 333-140701, 333-149237 and 333-159306) of references to our valuation report relating to the estimation of fair value of certain auction rate securities held by the Company as of December 31, 2008 and March 31, 2009 and to any references to our firm’s name in connection therewith.

Houlihan Smith & Company, Inc.
Chicago, Illinois
December 4, 2009