Israel
|
001-33129
|
N/A
(I.R.S. Employer Identification No.)
|
22 Hanagar Street
Neve Ne’eman Industrial Zone B
Hod-Hasharon 4501317
Israel
|
||
Rael Kolevsohn
General Counsel
Tel +972-9-7619200
|
|
x
|
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013.
|
|
-
|
Certain of the Company’s operations manufactured, or contracted to manufacture, products (the “Covered Products”) for which the Conflict Minerals are necessary to the functionality or production of those products.
|
|
-
|
Based on the Company’s good faith reasonable country of origin inquiry regarding the Conflict Minerals, which was designed to determine whether any of the Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals may be from recycled or scrap sources, the Company had reason to believe that that the Conflict Minerals may have originated in the Covered Countries and that such Conflict Minerals may not be from recycled or scrap sources.
|
|
-
|
Therefore, the Company proceeded to exercise due diligence with respect to the source and chain of custody of the Conflict Minerals and has filed this Form SD and the associated Conflict Minerals Report.
|
Exhibit No.
|
Description
|
1.01
|
Conflict Minerals Report of Allot Communications
|
Allot Communications Ltd.
|
||||
By:
|
/s/ Rael Kolevsohn
|
June 2, 2014
|
||
Rael Kolevsohn, General Counsel
|
(Date)
|
Exhibit No.
|
Description
|
|
1.01
|
Conflict Minerals Report of Allot Communications
|
|
Allot Service Gateway Sigma, Sigma E, and VDC product families – Highly scalable mobile platforms that enable Internet providers to manage high speed broadband performance, and control infrastructure and operating costs.
|
|
NetEnforcer device family – Purpose-built devices for monitoring and managing data traffic on enterprise, cloud and broadband service provider networks that, with full-duplex speeds ranging from 10Mbps to 8Gbps, provide essential visibility, policy enforcement, and traffic steering for a wide range of networks.
|
|
-
|
Engineering: (1) identify and provide information regarding all parts and components used in all products manufactured or contracted to be manufactured by the Company, and all raw materials used in the manufacturing process and (2) establish and implement a database for tracking and reporting Conflict Minerals data.
|
|
-
|
Quality: (1) formulate a policy relating to the Conflict Minerals, (2) ensure that the Company's Policy is addressed and implemented by suppliers in contracts and purchase orders and (3) to promote transparency, ensure that information concerning the Company's compliance is available to customers and sales personnel.
|
|
-
|
Legal: ensure compliance with relevant laws and regulations, including the related reporting requirements, confidentiality matters, contract reviews and other issues.
|
|
-
|
Each EICC Conflict Minerals Reporting Template was compared against the CFSI Conflict Free Smelter list.
|
|
-
|
The Company worked with individual suppliers that had questions or concerns regarding the Conflict Minerals Reporting Template or the Rule.
|
|
-
|
Manufacturers and suppliers that returned EICC Conflict Minerals Reporting Templates that appeared to be incomplete or incorrect where contacted again with a follow-up request to provide the omitted information or to correct the inaccuracies.
|
|
-
|
Manufacturers and suppliers that refused to respond to the follow-up request were issued an official notification by the Company's senior officers, informing them that continued refusal may result in cancelation of all contract engagements.
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|
-
|
Continue to engage with manufacturers and suppliers to obtain current, accurate and complete information about its supply chains.
|
|
Encourage manufacturers and suppliers to implement responsible sourcing and to have them encourage smelters and refiners to obtain a “conflict-free” designation from an independent, third-party auditor.
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|
-
|
Engage in industry initiatives promoting “conflict-free” supply chains.
|
|
-
|
Continue to improve due diligence efforts to ensure responsible sourcing in compliance with the Policy.
|
|
APPENDIX A
|
|
CURRENTLY KNOWN SMELTER AND REFINERY LIST
|
Metal
|
Standard Smelter Names
|
Country of Smelter Facility
|
Gold
|
Academy Precious Metals(China) Co., Ltd
|
China
|
Gold
|
Aida Chemical Industries Co. Ltd.
|
Japan
|
Gold
|
Allgemeine Gold - und Silberscheideanstalt A.G.
|
Germany
|
Gold
|
Argor - Heraeus SA
|
Switzerland
|
Gold
|
Asahi Pretec Corporation
|
Japan
|
Gold
|
Asaka Riken Co Ltd
|
Japan
|
Gold
|
Caridad
|
Mexico
|
Gold
|
CCR Refinery - Glencore Canada Corporation
|
Canada
|
Gold
|
Cendres & Metaux SA
|
Switzerland
|
Gold
|
Chugai Mining
|
Japan
|
Gold
|
Codelco
|
Chile
|
Gold
|
Cookson Group
|
Spain
|
Gold
|
DAEJIN INDUS CO., LTD
|
Korea, Republic of
|
Gold
|
DAERYOUNG E&C
|
Korea, Republic of
|
Gold
|
DO SUNG CORPORATION
|
Korea, Republic of
|
Gold
|
Dongguan Standard Electronic Material Co., Ltd
|
China
|
Gold
|
Dowa
|
Japan
|
Gold
|
E-CHEM Enterprise Corp
|
Taiwan
|
Gold
|
ECO-SYSTEM RECYCLING CO., LTD.
|
Japan
|
Gold
|
Heesung Catalysts Corp.
|
Korea, Republic of
|
Gold
|
Heraeus Ltd Hong Kong
|
Hong Kong
|
Gold
|
Heraeus Precious Metals GmbH & Co. KG
|
Germany
|
Gold
|
Heraeus Zhaoyuan Changshu Electronic Materials Co., Ltd
|
China
|
Gold
|
Hwasung CJ Co., Ltd
|
Korea, Republic of
|
Gold
|
Ishifuku Metal Industry Co., Ltd.
|
Japan
|
Gold
|
Japan Mint
|
Japan
|
Gold
|
Jiangxi Copper Company Limited
|
China
|
Gold
|
Johnson Matthey HongKong Ltd.
|
China
|
Gold
|
Johnson Matthey Inc
|
United States
|
Gold
|
Johnson Matthey Ltd
|
Canada
|
Gold
|
JX Nippon Mining & Metals Co., Ltd.
|
Japan
|
Gold
|
Kennecott Utah Copper
|
United States
|
Gold
|
Kojima Chemicals Co. Ltd.
|
Japan
|
Gold
|
Korea Metal
|
Korea, Republic of
|
Gold
|
Kansan Jinni chemical industry reagents co., Ltd.
|
China
|
Gold
|
LG-Nikko
|
Korea, Republic of
|
Gold
|
Lingbao Jinyuan Tonghui
|
China
|
Gold
|
LS-Nikko Copper Inc.
|
Korea, Republic of
|
Gold
|
Materion
|
United States
|
Gold
|
Matsuda Sangyo Co. Ltd.
|
Japan
|
Gold
|
Metallic Resources Inc.
|
United States
|
Gold
|
Metalor Switzerland
|
Switzerland
|
Gold
|
Metalor Technologies (Hong Kong) Ltd.
|
Hong Kong
|
Metal
|
Standard Smelter Names
|
Country of Smelter Facility
|
Gold
|
Metalor USA Refining Corporation
|
United States
|
Gold
|
Mitsubishi Materials Corporation
|
Japan
|
Gold
|
Mitsui Mining and Smelting Co., Ltd.
|
Japan
|
Gold
|
Mitui kinzoku Co Ltd. takehara seirenjyo
|
Japan
|
Gold
|
MK Electron
|
Korea, Republic of
|
Gold
|
N.E. Chemcat Corporatoin
|
Japan
|
Gold
|
Navoi Mining and Metallurgical Combinat
|
Uzbekistan
|
Gold
|
Nihon Material Co. LTD.
|
Japan
|
Gold
|
Ohio Precious Metals LLC
|
United States
|
Gold
|
Pan Pacific Copper Co. LTD.
|
Japan
|
Gold
|
Perth Mint (Western Australia Mint)
|
Australia
|
Gold
|
PT Timah
|
Indonesia
|
Gold
|
Rand Refinery (Pty) Ltd.
|
South Africa
|
Gold
|
Royal Canadian Mint
|
Canada
|
Gold
|
Sabin Metal Corp.
|
United States
|
Gold
|
SAMWON METALS corp.
|
Korea, Republic of
|
Gold
|
Scotia Mocatta
|
Hong Kong
|
Gold
|
SD(Samdok) Metal
|
Korea
|
Gold
|
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
|
China
|
Gold
|
Shanghai Gold Exchange
|
China
|
Gold
|
So Accurate Refing Group
|
United States
|
Gold
|
So Accurate Refining Services
|
United States
|
Gold
|
Sojitz
|
Japan
|
Gold
|
Solar Applied Materials Technology Corp.
|
Taiwan
|
Gold
|
Soochow University's
|
China
|
Gold
|
Standard Bank
|
Hong Kong
|
Gold
|
Sumitomo Metal Mining Co. Ltd.
|
Japan
|
Gold
|
Suzhou Xingrui Noble
|
China
|
Gold
|
Tanaka Kikinzoku Kogyo K.K.
|
Japan
|
Gold
|
Technic Inc.
|
United States
|
Gold
|
The Great Wall Gold and Silver Refinery of China
|
China
|
Gold
|
The Refinery of Shandong Gold Mining Co. Ltd.
|
China
|
Gold
|
Tokuriki Honten Co. Ltd.
|
Japan
|
Gold
|
TongLing Nonferrous Metals Group Holdings Co; Ltd.
|
China
|
Gold
|
Torecom
|
Korea, Republic of
|
Gold
|
Umicore SA Business Unit Precious Metals Refining
|
Belgium
|
Gold
|
Valcambi SA
|
Switzerland
|
Gold
|
Xstrata Canada Corporation
|
Switzerland
|
Gold
|
Yamamoto Precious Metal Co., Ltd.
|
Japan
|
Gold
|
Yantai Zhaojin Kanfort Precious Metals Incorporated Company
|
China
|
Gold
|
Yokohama Metal Co Ltd.
|
Japan
|
Gold
|
Yoo Chang Metal Inc.
|
Korea
|
Gold
|
Yunnan Chengfeng
|
China
|
Gold
|
Zhaojin Gold & Silver Refinery Co., Ltd
|
China
|
Gold
|
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
|
China
|
Tantalum
|
Cabot (Global Advanced Metals)
|
United States
|
Metal
|
Standard Smelter Names
|
Country of Smelter Facility
|
Tantalum
|
Changsha Southern
|
China
|
Tantalum
|
Exotech Inc.
|
United States
|
Tantalum
|
F & X Electro-Materials Limited
|
China
|
Tantalum
|
Global Advanced Metals
|
United States
|
Tantalum
|
H.C. Starck GmbH
|
Germany
|
Tantalum
|
H.C. Starck Group
|
United States
|
Tantalum
|
Kemet Blue Powder
|
United States
|
Tantalum
|
Meterion Advanced Materials Thin Film Products
|
United States
|
Tantalum
|
Mitsui Mining & Smelting
|
Japan
|
Tantalum
|
Ningxia Orient Tantalum Industry Co., Ltd.
|
China
|
Tantalum
|
Ulba
|
Kazakhstan
|
Tantalum
|
Zhuzhou Cement Carbide
|
China
|
Tantalum
|
Cabot (Global Advanced Metals)
|
United States
|
Tantalum
|
Changsha Southern
|
China
|
Tantalum
|
Exotech Inc.
|
United States
|
Tantalum
|
F&X Electro-Materials Limited
|
China
|
Tantalum
|
Global Advanced Metals
|
United States
|
Tantalum
|
H.C. Starck GmbH
|
Germany
|
Tantalum
|
H.C. Starck Group
|
United States
|
Tantalum
|
Kemet Blue Powder
|
United States
|
Tantalum
|
Meterion Advanced Materials Thin Film Products
|
United States
|
Tantalum
|
Mitsui Mining & Smelting
|
Japan
|
Tantalum
|
Ningxia Orient Tantalum Industry Co., Ltd.
|
China
|
Tantalum
|
Ulba
|
Kazakhstan
|
Tantalum
|
Zhuzhou Cement Carbide
|
China
|
Tin
|
AIM
|
Canada
|
Tin
|
Alpha Metals Korea Ltd.
|
Korea, Republic of
|
Tin
|
American Iron and Metal
|
Canada
|
Tin
|
Aoki Loboratories Ltd.
|
China
|
Tin
|
China Tin Smelter Co. Ltd.
|
China
|
Tin
|
CNMC (Guangxi) PGMA Co. Ltd.
|
China
|
Tin
|
Cookson
|
United States
|
Tin
|
Cooper santa
|
Brazil
|
Tin
|
CV DS Jaya Abadi
|
Indonesia
|
Tin
|
CV Nurjanah
|
Indonesia
|
Tin
|
CV United Smelting
|
Indonesia
|
Tin
|
Daewoo International
|
Korea
|
Tin
|
EM Vinto
|
Bolivia
|
Tin
|
Feinhütte Halsbrücke GmbH
|
Germany
|
Tin
|
FSE Novosibirsk Refinery
|
Russian Federation
|
Tin
|
Furukawa Electric
|
Japan
|
Tin
|
Geiju Non-Ferrous Metal Processing Co. Ltd.
|
China
|
Tin
|
Gejiu Zi-Li
|
China
|
Tin
|
Gold Bell Group
|
China
|
Tin
|
Heesung Metal Ltd.
|
Korea, Republic of
|
Tin
|
Heraeus Materials Singapore Pte, Ltd.
|
Singapore
|
Tin
|
Heraeus Materials Technology GmbH & Co. KG
|
Germany
|
Metal
|
Standard Smelter Names
|
Country of Smelter Facility
|
Tin
|
Heraeus Oriental Hitec Co., Ltd.
|
Korea, Republic of
|
Tin
|
Heraeus Precious Metals GmbH & Co. KG
|
Germany
|
Tin
|
Heraeus Zhaoyuan Changshu Electronic Material Co., Ltd
|
China
|
Tin
|
High Quality Technology Co., Ltd
|
China
|
Tin
|
Hitachi Cable
|
Japan
|
Tin
|
Huichang Shun Tin Kam Industries, Ltd.
|
China
|
Tin
|
IBF IND BRASILEIRA DE FERROLIGAS LTDA
|
Brazil
|
Tin
|
Indonesian State Tin corporation
|
Indonesia
|
Tin
|
Jean Goldschmidt International
|
Belgium
|
Tin
|
Jiangxi Nanshan
|
China
|
Tin
|
JiangxiShunda Huichang Kam Tin Co., Ltd.
|
China
|
Tin
|
Ketabang
|
Indonesia
|
Tin
|
KOKI Japan
|
Japan
|
Tin
|
Kundur Smelter
|
Indonesia
|
Tin
|
LAIBIN SMELTERY OF LIUZHOU China TIN GROUP CO.,LTD.
|
China
|
Tin
|
Lingbao Jinyuan Tonghui
|
China
|
Tin
|
Liuzhou China Tin
|
China
|
Tin
|
Malaysia Smelting Corp
|
Malaysia
|
Tin
|
MCP Metal Specialist Inc.
|
United Kindom
|
Tin
|
Mentok Smelter
|
Indonesia
|
Tin
|
Metallo Chimique
|
Belgium
|
Tin
|
Metalor Chimique
|
Belgium
|
Tin
|
Mineração Taboca S.A.
|
Brazil
|
Tin
|
Ming Li Jia smelt Metal Factory
|
China
|
Tin
|
Minsur
|
Peru
|
Tin
|
Minsur Mines
|
Peru
|
Tin
|
Mitsubishi Materials Corporation
|
Japan
|
Tin
|
Nankang Nanshan Tin Manufactory Co., Ltd.
|
China
|
Tin
|
Nathan Trotter & Co., Inc.
|
United States
|
Tin
|
nihon superior co.,ltd
|
Japan
|
Tin
|
Nihon Genma MFG Co., Ltd.
|
Thailand
|
Tin
|
Nihon Kagaku Sangyo Co., Ltd
|
Japan
|
Tin
|
Nippon Filler Metals Ltd
|
Japan
|
Tin
|
Novosibirsk Integrated Tin Works
|
Russian Federation
|
Tin
|
OMSA
|
Bolivia
|
Tin
|
PL Timah Tbk
|
Indonesia
|
Tin
|
PT Bangka Kudai Tin
|
Indonesia
|
Tin
|
PT Bangka Putra Karya
|
Indonesia
|
Tin
|
PT Bangka Timah Utama Sejahtera
|
Indonesia
|
Tin
|
PT Belitung Industri Sejahtera
|
Indonesia
|
Tin
|
PT BilliTin Makmur Lestari
|
Indonesia
|
Tin
|
PT Bukit Timah
|
Indonesia
|
Tin
|
PT DS Jaya Abadi
|
Indonesia
|
Tin
|
PT Eunindo Usaha Mandiri
|
Indonesia
|
Tin
|
PT HP Metals Indonesia
|
Indonesia
|
Tin
|
PT indra Eramulti Logam Industri
|
Indonesia
|
Tin
|
PT Koba Tin
|
Indonesia
|
Metal
|
Standard Smelter Names
|
Country of Smelter Facility
|
Tin
|
PT Mitra Stania Prima
|
Indonesia
|
Tin
|
PT Refined Banka Tin
|
Indonesia
|
Tin
|
PT Sariwiguna Binasentosa
|
Indonesia
|
Tin
|
PT Stanindo Inti Perkasa
|
Indonesia
|
Tin
|
PT Sumber Jaya Indah
|
Indonesia
|
Tin
|
PT Tambang
|
Indonesia
|
Tin
|
PT Tambang Timah
|
Indonesia
|
Tin
|
PT Timah
|
Indonesia
|
Tin
|
PT Timah Nusantara
|
Indonesia
|
Tin
|
PT Tinindo Inter Nusa
|
Indonesia
|
Tin
|
PT Yinchendo Mining Industry
|
Indonesia
|
Tin
|
PT.DS JAYA ABADI
|
Indonesia
|
Tin
|
Pure Technology
|
Russian Federation
|
Tin
|
Rahman Hydrulic Tin Sdn Bhd
|
Malaysia
|
Tin
|
RBT
|
Indonesia
|
Tin
|
Rohm & Hass
|
China
|
Tin
|
Rui Da Hung
|
Taiwan
|
Tin
|
Samhwa Non-Ferrous Metal. Inc Co., Ltd
|
Korea, Republic of
|
Tin
|
seirenngyousya
|
China
|
Tin
|
SENJU METAL INDUSTRY CO.,LTD.
|
Japan
|
Tin
|
ShangHai YueQiang Metal Products Co., LTD
|
China
|
Tin
|
Sinitron, Shenmao Solder (M) Sdn. Bhd.
|
Malaysia
|
Tin
|
SOFT METAIS LTDA
|
Brazil
|
Tin
|
Talcang City Nankang Metal Materila Co., Ltd
|
China
|
Tin
|
Thaisarco
|
Thailand
|
Tin
|
TIMAH
|
Indonesia
|
Tin
|
Tong Ding Metal Company. Ltd.
|
China
|
Tin
|
Unvertical International(Suzhou)Co., Ltd
|
China
|
Tin
|
White Solder Metalurgia
|
Brazil
|
Tin
|
Wilhelm Westmetall, Germany
|
Germany
|
Tin
|
XiHai - Liuzhou China Tin Group Co ltd - list as "China Tin"
|
China
|
Tin
|
Yifeng Tin Industry (Chenzhou) Co Ltd
|
China
|
Tin
|
YTMM
|
China
|
Tin
|
Yunnan Chengfeng
|
China
|
Tin
|
Yunnan Tin Company Limited
|
China
|
Tin
|
Yuntinic Chemical GmbH
|
Germany
|
Tin
|
YunXi
|
China
|
Tin
|
Zhuhai Horyison Solder Co., Ltd
|
China
|
Tungsten
|
A.L.M.T. Corp.
|
Japan
|
Tungsten
|
Air Products
|
United States
|
Tungsten
|
Aldine Powder Technologies
|
United States
|
Tungsten
|
Allied Material
|
Japan
|
Tungsten
|
Alta Group
|
United States
|
Tungsten
|
Atlantic Metals
|
United States
|
Tungsten
|
ATI Tungsten Materials
|
United States
|
Tungsten
|
Beijing Zenith Materials
|
China
|
Tungsten
|
Buffalo Tungsten
|
China
|
Metal
|
Standard Smelter Names
|
Country of Smelter Facility
|
Tungsten
|
Changchun up-optic
|
China
|
Tungsten
|
Chenzhou Xingu Tungsten Industry Co Ltd
|
China
|
Tungsten
|
China Minerals Nonferrous Metals Co Ltd
|
China
|
Tungsten
|
China National Non-Ferrous & Jiangxi corporation limited
|
China
|
Tungsten
|
Chongjin Zhongyuan Tungsten Co Ltd
|
China
|
Tungsten
|
CWB Materials
|
United States
|
Tungsten
|
DAYU WEILIANG TUNGSTEN CO.,LTD
|
China
|
Tungsten
|
FUJIAN JINXIN TUNGSTEN CO.,LTD
|
China
|
Tungsten
|
Lanzhou Grand Sea W & Mo Group Co Ltd
|
China
|
Tungsten
|
Lanzhou Hinge Tungsten & Molybdenum Materials Co., Ltd.
|
China
|
Tungsten
|
Lanzhou Hoaxing Tungsten
|
China
|
Tungsten
|
Lanzhou Nonferrous Metals Smelting Co Ltd.
|
China
|
Tungsten
|
Lanzhou Sea dragon Wimp Co., Ltd.
|
China
|
Tungsten
|
Lanzhou Sind Wimp Co., Ltd.
|
China
|
Tungsten
|
Global Tungsten & Powders Corp
|
United States
|
Tungsten
|
Golden Egret
|
China
|
Tungsten
|
HC Stack
|
United States
|
Tungsten
|
HC Starck GmbH
|
Germany
|
Tungsten
|
Hitachi Ltd.
|
Japan
|
Tungsten
|
Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.
|
China
|
Tungsten
|
IES Technical Sales
|
United States
|
Tungsten
|
Jade Electronic limited (JX Nippon Mining & Matel Co., Ltd)
|
Japan
|
Tungsten
|
Japan New Metals Co Ltd
|
Japan
|
Tungsten
|
Jiangxi Rare Earth & Rare Metals Tungsten Group Corp
|
China
|
Tungsten
|
Jiangxi Tungsten Industry Group Co Ltd
|
China
|
Tungsten
|
Kennemetal Inc
|
United States
|
Tungsten
|
Meterion Advanced Materials Thin Film Products
|
United States
|
Tungsten
|
Midwest Tungsten Wire Co.
|
United States
|
Tungsten
|
Mitsubishi Materials Corp.
|
Japan
|
Tungsten
|
Nanchang Cemented Carbide Limited Liability Company
|
China
|
Tungsten
|
NingHua XingLuoKeng TungSten Mining CO.,LID
|
China
|
Tungsten
|
Plansee
|
Austria
|
Tungsten
|
Sincemat Co, Ltd
|
China
|
Tungsten
|
Solar Applied Materails Technology Corp.
|
Taiwan
|
Tungsten
|
Sumitomo
|
Canada
|
Tungsten
|
Sumitomo Electric, USA (A.L.M.T.)
|
United States
|
Tungsten
|
Sumitomo Metal Mining Co., Ltd.
|
Japan
|
Tungsten
|
Sylham
|
United States
|
Tungsten
|
TaeguTec
|
Korea, Republic of
|
Tungsten
|
Triumph Northwest
|
United States
|
Tungsten
|
Wolfram Bergbau und Hütten AG
|
Austria
|
Tungsten
|
Wolfram Company CJSC
|
Russian Federation
|
Tungsten
|
Wort Wayne Wire Die
|
United States
|
Tungsten
|
Xiamen Golden Egret Special Alloy Co. Ltd.
|
China
|
Tungsten
|
Xiamen Honglu Tungsten Molybdenum Co., Ltd.
|
China
|
Tungsten
|
Xiamen Tungsten Co Ltd
|
China
|
Tungsten
|
Zhuzhou Cemented Carbide Group Co Ltd
|
China
|